Theresa Arata

 

DIRECTOR

 

Theresa joined Ryan Labs as an Associate in April 2012.

 

She is responsible for assisting the COO/CCO in all areas of compliance including using the FINRA/OFAC web site for anti-money laundering due diligence. Theresa also monitors all of the firm’s e-mails on Bloomberg and SMARSH electronic storage system for compliance propriety. She works with FOCUS1 (Ryan Labs’ Compliance Manager) on all SEC related matters, along with maintaining Ryan Labs’ ADV form. Theresa also provides administrative support to other areas of the firm.

 

 

Prior to joining Ryan Labs, Theresa was employed at Lazard Capital Markets for 23 years in the Fixed Income Dept.

 

 

Theresa attended Adelphi University, majoring in Business Administration.

 

Sean

RL

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